Treasury Analyst, Regulatory Operations (FCM)

What You’ll Do

• Execute and monitor daily customer fund segregation and secured amount calculations in compliance with CFTC regulations
• Manage daily cash positioning to meet customer withdrawal requests, exchange margin requirements, and regulatory minimums
• Initiate, review, and release wire transfers with strict adherence to internal controls and approval workflows
• Support exchange and clearinghouse margin funding, including variation and initial margin movements
• Monitor liquidity and identify potential shortfalls or excesses, escalating issues as needed
• Maintain accurate records of cash movements, collateral, and bank balances across multiple accounts
• Support regulatory reporting, audits, and examinations related to treasury and cash management activities
• Collaborate with Accounting, Compliance, and Operations to ensure accurate, timely, and compliant treasury processes

Who you are

• You have 2–4+ years of experience in treasury, cash management, regulatory operations, or financial operations within a regulated financial institution (FCM, broker-dealer, clearing firm, bank, etc.)
• You are familiar with customer protection or reserve-style calculations (CFTC segregation or SEC Rule 15c3-3 experience highly transferable)
• You have a strong understanding of cash management processes, wire controls, and bank reconciliation
• You possess an exceptional attention to detail; you understand that an error in a calculation or a wire transfer has significant financial and regulatory consequences
• You are comfortable in a high-pressure, daily-deadline-driven environment
• You hold a Bachelor’s degree in Finance, Accounting, or a related field
• You are independent and understand the importance of segregation of duties, reporting directly into the finance vertical and remaining separate from the trading desk

Even better if you have

• Direct experience preparing daily segregation or secured amount computations
• Experience with regulatory reporting portals (e.g., NFA WinJammer or FINRA FOCUS systems)
• Familiarity with CFTC Regulations §1.20–1.32
• CTP (Certified Treasury Professional) designation
• Experience working with exchanges, clearinghouses, or margin funding